Vice President - Trade Surveillance

Ikya Human Capital Solutions Pvt Ltd
  • Mumbai
  • 10-20 lakh
  • 10-15 years
  • Views
  • 15 Sep 2016

  • Business Analytics

  • Banking - Retail
Job Description

Client: Well reputed MNC

- Day to day line management of a team of Surveillance Analysts

- Ensure the team has the right tools, are given measured and stretched objectives, are up-skilled over time and are engaged.

- Supervision of the day to day effective completion of surveillance BAU. Ensuring significant surveillance issues are identified, fully investigated and promptly escalated in a timely manner

- Define development plans for Team members and facilitate and manage on the job training where required

- Work with the Head of Surveillance to undertake sufficient testing and validation of systems and controls

- Tracking progress of own and Team member's projects and managing against time lines as defined by Regional and Global surveillance management

- Work on the ongoing Surveillance strategy with the head of Surveillance (and other key stakeholders) to determine planned rollouts of Communication and Control Room transitions.

- Be fully involved in the day to day review of surveillance exceptions and ensure these are closed according to protocols.

- Active and pragmatic involvement in enhancing current systems and developing new surveillance tools, reports and procedures.

- Assisting with investigations and targeted in depth reviews as appropriate

- Participate in and contribute to the ongoing tactical and strategic projects and activities to develop and enhance the suite of models and tools

- Keep up to date with changes to regional Rules and Regulations that directly impact Surveillance obligations and escalate perceived impacts for consideration

- Facilitate and manage ongoing relationships with key supervisory contacts within covered businesses to enable effective investigation and to obtain SME input where required

- Facilitate and manage ongoing relationships with Product Compliance, Compliance Technology and Change Management contacts

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