Senior Manager - Surveillance

Maximus Global Consultants
  • Mumbai
  • 15-30 lakh
  • 8-13 years
  • Views
  • 09 Mar 2017

  • Finance/ Accounts

  • Banking - Retail
Job Description

Scrip monitoring and generation of alerts
Oversee the process of monitoring variations/ movements of scrip of different companies on an on-going basis through surveillance system to identify any significant changes in price/ trade volume of the scrip.
Review the alerts generated on a daily basis and follow up on the actions taken thereafter.
Collect feedback from investigation team on an on-going basis on the alerts generated by team.

Surveillance measures
Oversee and verify all processes with respect to surveillance actions i.e. price band changes, trade for trade segment transfers, rumour verification, etc.
Draft circulars related to surveillance actions.
Keep self updated on the recent developments on scrip of various companies.

MIS & Reporting
Verify the critical data/reports before sending it to regulators and senior management
Coordinate with SEBI to resolve issues/queries regarding data provided for Integrated Market Surveillance System

System developments and policy changes
Identify areas of improvement and development of the surveillance system (in coordination with IT team) and recommend necessary modifications.
Review and propose policy changes in line with regulatory changes implemented by SEBI.

Competencies/Skill sets for this job

Mis Investigation Modifications Follow Up

Job Posted By

About Organisation

Maximus Global Consultants