Regulatory Reporting Analyst- J37758

Sampoorna Computer People
  • Chennai
  • 15-20 lakh
  • 5-10 years
  • Views
  • 11 Apr 2017

  • IT/ Information Technology

  • IT/ Technology - Software/ Services
Job Description

Actively participate in the preparation of customer reserve (15c3-3) and net capital (15c3-1) computations, FOCUS Reports, and other regulatory filings, such as TIC S, TIC SLT, SHLA, SHCA, etc
Must be able to lead and assist team members in completing their responsibilities
Will be responsible for evaluating day to day tasks and consider adequacy of controls and automation opportunities
Will need to understand regulatory requirements and perform supervisory reviews
Will be required to develop quality control checks to ensure completeness and accuracy
This role requires attention to detail and multi-tasking in a fast-paced, deadline driven environment
Will assist department head in resource evaluation and utilization and technology solutions
Experience in preparing financial reports for Regulators. Preferred: SEC Rule 15c3-1 and 15c3- 3 / Federal Reserve TIC Reporting / Basel reporting
Strong MIS and reporting skills. Use of Microsoft Excel, Word, and PowerPoint.
Effective written and oral communications skills in English

Competencies/Skill sets for this job

Regulatory Financial Mis

Job Posted By

Account Manager

About Organisation

Sampoorna Computer People