Head of Clients Interests Protection (PIC)

Talent Leads Consultants
  • Mumbai
  • Confidential
  • 10-15 years
  • Views
  • 25 Apr 2018

  • Finance/ Accounts

  • Recruitment/ Staffing
Job Description

PIC Compliance Head will be accountable for the development of the Clients Interests Protection Domain and Mutual Fund & Insurance Compliance within company. Responsibilities - ? Organize a consistent and coherent roll out of PIC policies and processes across co. ? Monitor compliance to PIC regulations in co. through the reporting and escalation processes ? Promote consistency of practices within co. and recommend best practices all along the product/ client relationship life cycle. ? In-charge of Mutual Fund and Insurance business related Compliance. ? Interface between Legal, Customer Service and Communication Teams to target all customer related aspects. ? In-charge of all customer related interactions. ? Co-ordinate with all regulatory entities for customer related queries. ? Develop an efficient system and process for customer related queries and complaints ? Identify key PIC related risk areas across co. basis of (i) Business Units profile (activities, products types, client profile, distribution channels, ) (ii) applicable regulatory frameworks (local regulations, jurisprudence) and relevant Group policies ? MIS

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