Head- Risk & Compliance

Mastermind Network
  • Mumbai
  • 10-35 lakh
  • 10-18 years
  • Views
  • 28 Jun 2017

  • Finance/ Accounts

  • Insurance
Job Description

The Head of Risk and Compliance is responsible for Risk Management and Compliance functions. Should have relevant experience on Enterprise & Operational risk management. Ability to gauge risk and compliance impact of projects, propose risk mitigation solutions.
Operate as 2nd Line of Defence and Risk Specialist by providing advice, guidance, training and tools to enable embedding of risk management
Proficient in identifying & evaluating risk areas across operational activities.
Hands on experience in implementing strategic plan to prevent, eliminate & mitigate operational risks.
Experience in identifying ways of strengthening & measuring internal controls, improving efficiencies and adding value by matching organisational capabilities with client needs.
Performing Risk Assessments, Key Control Testing and Periodic Audits on regular basis to provide MI on control design and operating effectiveness.
Working with the Group Risk and Compliance functions to identify, assess and embed risk management practices, providing governance, guidance, support and advice managers on risk management and contribute to the growth and development of the business at a senior organisational and commercial level.
Operational Risk Principles, Practices and Implementation (ORM)
ERM Framework Principles and Practices and Implementation(ERM)
Financial Crime/KYC/AML.
Information security
Expertise in regulations that govern Benefit solutions and Insurance broking in India, UK,US , Australia and Asia (preferred)
- Risk & Control Assessment and Root Cause Analysis
- Operational Risk Principles, Practices and Implementation
- ERM Framework Principles and Practices and Implementation
- Risk Review and Challenge

12 -15 Years of post-qualification experience in Financial Services, Banking, Investments, Insurance, working in senior risk and compliance roles within complex global organisations
Expertise in Enterprise risk management & Operational Risk management(mandate)
Experience of Financial crime/fraud/ KYC and BC
Should have experience on information security domain


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Mastermind Network