General Manager-Legal

People First Consultants
  • Bangalore, Chennai
  • 10-20 lakh
  • 5-10 years
  • Views
  • 30 Jun 2017

  • Finance/ Accounts, Investments

  • BPO/ ITES/ Call Centers
Job Description

Perform the initial review of the communications surveillance function to detect potential market abuse and irregular behaviour that may lead to regulatory / compliance issues. Escalate flagged messages to the Communications Surveillance escalation team for further review and follow up.
Assist in business analysis and project related work for enhancements, changes, and new initiatives within the FM Trade Surveillance / Communications Surveillance space.
Support any ad hoc data retrievals and reviews from source, ie Bloomberg Vault, Reuters Messenger Compliance Module, OCS, and Ice Chat.
Perform periodic review and escalation of chat room administration and usage monitoring
Perform periodic manual monitoring by reviewing and escalating to the relevant parties.
Follow up with Country Compliance, Business Compliance, Control Room, SIS team respectively on escalations sent to the Communications Surveillance escalation team
Ensure proper log and record keeping for all escalation documents

Competencies/Skill sets for this job

E-communication Survelliance Voicesurvilliance Surveillance

Job Posted By

Jayaraj .

About Organisation

People First Consultants