Compliance Manager

Aeronube Technologies
  • Navi Mumbai
  • Confidential
  • 5-8 years
  • Views
  • 18 May 2018

  • Finance/ Accounts

  • Banking - Retail
Job Description

What we are looking for : Compliance Monitoring / Testing Key Objectives - Driving timely implementation on regulatory changes across various points viz. product program, process notes, system development etc. Timely advise /guidance on Regulatory and Compliance aspects to business. Reviewing and approving relevant Product Programs, Product Sales and Marketing literature, marketing programs and advertisements, product and sales incentive programs, new products/initiatives, etc. Engaging with regulatory authorities to facilitate discussions and/or seek specific guidance on critical matters e.g. regulatory observations and non-conformance noted, representations on challenges faced by business in implementation of regulatory guidelines, committee level representations to review new regulatory policies Driving an effective compliance management program through formulation of relevant policies, review of critical MIS, controls and regulatory customer complaints and timely escalation of issues Reviewing alleged violations of rules, regulations, policies, procedures and Standards of Conduct received through complaints/reviews and recommending suitable action; Updating senior management, Board/ Board Committee on critical matters from compliance standpoint Facilitating training sessions on key compliance and regulatory matters; Handling any other tasks/ projects as assigned by line management. Requirements - Experience in managing compliance, regulatory audit and other statutory reporting around RBI and regulations issued by other regulatory authorities, preferably with experience in treasury and corporate matters MBA/ CA with minimum 5 years of experience in handling above mentioned activities.

Competencies/Skill sets for this job

Compliance Monitoring Testing

Job Posted By

Nirmalyo Banerjee
Founder & CEO

About Organisation

Aeronube Technologies