Assistant Manager/ Manager- Compliance

RIverForest Connections Private Limited
  • Mumbai
  • Confidential
  • 2-7 years
  • Views
  • 03 Jul 2018

  • Finance/ Accounts

  • Banking - Retail
Job Description

Monitoring regulatory updates, assessing impact of such updates/changes, broadcasting the regulatory updates/changes and holding discussions with relevant business stakeholders, updating the Compliance departments regulatory library.
IT is an offshore (Singapore) Compliance role.
Updating or formulating compliance policies, guidelines, processes, e-learning modules.
Reviewing of documents (business agreements/customer terms/product disclosure documents/marketing materials etc) for compliance with regulations.
The personnel would have to be familiar with Singapore regulations (e.g. Securities and Futures Act, Financial Advisers Act, SGX Trading Rules, MAS Notices and Guidelines, AML regulations).


Competencies/Skill sets for this job

Compliance Aml Trading Futures Global Compliance Regulatory Compliance

Job Posted By

Kavita Shermon
Associate Director