AM/ Manager - U.S. Regulatory Reporting Quality Assurance Specialist

RIverForest Connections Private Limited
  • Mumbai
  • Confidential
  • 4-9 years
  • Views
  • 11 Jul 2019

  • Customer Service

  • Banking - Retail
Job Description

Roles and responsibilities 

Responsibilities:-

Executing the testing program against the pre-defined framework; maintaining testing workflow tool/application; partnering with various stakeholders including Regulatory Reporting, front line unites, Risk, Compliance, Financial Reporting, and Internal Audit
Performing testing, and maintaining standard test documentation
Training and developing team members on the frameworks and ensure effective execution
Managing the RRQA offshore (ISPL) team, reviewing work performed by the team members, monitoring testing progress, and escalating issues/concerns to local management and onshore team manager
Daily coordinating with the onshore team to communicate testing requirement, progress, and team status to ensure transparency and timely delivery of quality testing results
Assist onshore program manager to creating metrics on testing status and findings
Evaluating issues by performing thorough root cause and impact analysis, identifying control gaps, and assist the business in creating remediation plans
Facilitating meetings with key stakeholders to socialize and validate findings.


Job Posted By

Kavita Shermon
Associate Director